Thoughts Regarding Year End/Start of Year Planning. December 10, 2024 Congratulate your employees/colleagues for a job well done this year. This is obvious to some, but I have witnessed many managers who will not or Read More »
SEC Publishes its Fiscal Year 2025 Exam Priorities. November 4, 2024 “The difference between something good and something great is attention to detail.”– Charles R Swindoll, pastor & author. The SEC recently published their annual Read More »
A Few Considerations for Investment Managers: 2025 and beyond October 22, 2024 “The dogmas of the quiet past, are inadequate to the stormy present. The occasion is piled high with difficulty, and we must rise with the Read More »